Start Consumer protection FINMA maintains and publishes a warning list of companies………

FINMA maintains and publishes a warning list of companies………

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FINMA maintains and publishes a warning list of companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA. Make sure you are fully informed before you sign up for any services.

A number of financial services require FINMA authorisation. If FINMA receives information that a provider is operating knowingly or unknowingly without authorisation, it will investigate the matter. If initial suspicions harden, FINMA can launch enforcement proceedings and impose measures of varying severity which may even lead to closing down the company.

FINMA checks the companies and individuals on its warning list to see if they are providing unauthorised services. The findings, however, have so far been inconclusive because the companies and individuals concerned have not complied with the requirement to provide information, or the information they provided is false. Moreover, when FINMA investigations reveal an imminent and considerable threat to investors, the providers involved are also entered in the list. The fact that a company is on FINMA’s warning list does not automatically mean that its activities are unlawful. Their entry in the list does, however, highlight the lack of authorisation. The companies and individuals in question will be removed from the list once FINMA has completed its investigations and taken any appropriate measures.

The public should be especially wary of providers who have seriously breached supervisory regulations and subsequently been the subject of a FINMA ruling. The names of companies or individuals are published in accordance with Article 34 of the Swiss Financial Market Supervision Act.

Capital Swiss FX Not entered in commercial register 24.10.2018
LTA Investment & Development Not entered in commercial register 16.10.2018
AF. Bauer Not entered in commercial register 10.10.2018
Benchhill Partners Ltd. Not entered in commercial register 26.09.2018
Trade Capital Investments LTD Not entered in commercial register 25.09.2018
Newport Legacy Inc. Not entered in commercial register 25.09.2018
Alliance Capitals Not entered in commercial register 21.09.2018
Hongta Securities Co. Ltd. Not entered in commercial register 19.09.2018
Ally Tuxedo Bank PLC Not entered in commercial register 19.09.2018
Züricher Wealth Management AG Entered in commercial register 18.09.2018
SophiaTX Not entered in commercial register 14.09.2018
RedCap Management Not entered in commercial register 14.09.2018
Chartered Union Bank of Switzerland Not entered in commercial register 14.09.2018
Capital Finance Group S.à.r.l. Not entered in commercial register 14.09.2018
Centurio Capital AG Not entered in commercial register 06.09.2018
Radcliffe & Young Asset Management Not entered in commercial register 31.08.2018
Helmuth Newin Group Not entered in commercial register 31.08.2018
Blackwell Asset Management Not entered in commercial register 31.08.2018
Fintrust Group S.A. Not entered in commercial register 30.08.2018
Royal Swiss Finance Not entered in commercial register 23.08.2018
Rothstein, Mandl & Partner AG Not entered in commercial register 21.08.2018
The Wealth Management Services Group (WMS) Not entered in commercial register 14.08.2018
Cooper & Sloane Associates Not entered in commercial register 10.08.2018
Lindenthal Loyal Assets Not entered in commercial register 08.08.2018
Lindenthal Capital Ltd. Not entered in commercial register 08.08.2018
MotherHouse GmbH Entered in commercial register 03.08.2018
Suisse Trade Center Ltd. Not entered in commercial register 02.08.2018
Dynamic Swift Funding Bank Cooperation Not entered in commercial register 19.07.2018
CPT Trading Technologies Limited Not entered in commercial register 12.07.2018
Preussen Wealth Prime Brokerage Not entered in commercial register 05.07.2018
Morgan Wealth Advisory Not entered in commercial register 05.07.2018
Business & Solution Not entered in commercial register 03.07.2018
Swiss Asset Bank Not entered in commercial register 02.07.2018
MultiplyMarket Not entered in commercial register 29.06.2018
Maltese Capital Services AG Ltd Not entered in commercial register 25.06.2018
Future Messenger AG Entered in commercial register 25.06.2018
Funny SA Entered in commercial register 18.06.2018
Swiss Investment Private Bank Not entered in commercial register 13.06.2018
Coinmining24 Ltd. Not entered in commercial register 12.06.2018
SCHOLZ FINANCE Not entered in commercial register 08.06.2018
Aladin Capital AG Not entered in commercial register 08.06.2018
GloboTrust Holding SA Entered in commercial register 04.06.2018
Charles Ross Associates Not entered in commercial register 31.05.2018
1APayment AG Not entered in commercial register 31.05.2018
Windsor Developments Not entered in commercial register 30.05.2018
Swiss Capital Not entered in commercial register 30.05.2018
Swiss Assets FX Not entered in commercial register 30.05.2018
Greenwood Capital Management Not entered in commercial register 30.05.2018
Digital Gold Xchange Not entered in commercial register 28.05.2018
Bluestone Asset Management (Europe) S.A. Not entered in commercial register 22.05.2018
Adenium Not entered in commercial register 17.05.2018
West Finance Trade Not entered in commercial register 16.05.2018
Jinbi Token AG Not entered in commercial register 07.05.2018
Capital Credit Guarantee LLC, WILMINGTON (DELAWARE), SUCCURSALE IN MELIDE Entered in commercial register 01.05.2018
www.privat-onlinenpb.com / info@privat-onlinenpb.com Not entered in commercial register 26.04.2018
Techoptionstrade Not entered in commercial register 25.04.2018
Zeus Crypto Not entered in commercial register 17.04.2018
SUN CAPITAL LIMITED Not entered in commercial register 17.04.2018
Tryn Entered in commercial register 12.04.2018
Oakwood Advisory Not entered in commercial register 12.04.2018
CSBank S.P. / CSBank.ch Not entered in commercial register 03.04.2018
Helvezia Trust Not entered in commercial register 29.03.2018
Zurich Financial Not entered in commercial register 28.03.2018
MCC Group Not entered in commercial register 22.03.2018
Global Project Management SA Entered in commercial register 22.03.2018
Peak Managers Inc. Not entered in commercial register 20.03.2018
Sinitus Group Not entered in commercial register 19.03.2018
CryptFund Not entered in commercial register 14.03.2018
Sani Consulting SA Entered in commercial register 28.02.2018
AlphaCrypto Not entered in commercial register 23.02.2018
TSB Wealth Not entered in commercial register 21.02.2018
Blackthorn Wealth Advisory Not entered in commercial register 21.02.2018
AdMark Media AG Entered in commercial register 20.02.2018
Meridian Financial Group Not entered in commercial register 15.02.2018
ProfitTrade24 Not entered in commercial register 12.02.2018
International Finance Commission Not entered in commercial register 08.02.2018
Schalom & Gerson Not entered in commercial register 06.02.2018
Anton Falk Capital Partners Not entered in commercial register 29.01.2018
Allied Capital Management L.P. Not entered in commercial register 29.01.2018
New Start Invest AG Entered in commercial register 24.01.2018
SLB Group AG (Swiss Legit Bank) Not entered in commercial register 11.01.2018